Clive Graham Lloyd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GuardCap Asset Management Limited (no longer approved here)
FRN 223961
- CF28 Systems and controls (1 Nov 2007 to 5 Mar 2014)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF14 Risk Assessment (16 Sep 2003 to 31 Oct 2007)
- CF13 Finance (16 Sep 2003 to 31 Oct 2007)
- CF27 Investment Management (16 Sep 2003 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF27 Investment Management (29 Apr 2002 to 4 Jul 2002)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF27 Investment Management (2 Apr 2002 to 4 Jul 2002)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF27 Investment Management (1 Dec 2001 to 4 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.