Clive Farrell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 May 2024)
    • [FCA CF] Functions requiring qualifications (since 17 May 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (8 Feb 2024 to 22 Feb 2024)
    • [FCA CF] Functions requiring qualifications (8 Feb 2024 to 22 Feb 2024)
  • GALLEON WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 596658

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (20 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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