Clive Ernest Playford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (1 Sep 2004 to 24 Jun 2005)
Orwell Financial Solutions (no longer approved here)
FRN 218752
- (1)Employed By (1 Sep 2004 to 24 Jun 2005)
Orwell Financial Solutions Ltd (no longer approved here)
FRN 220264
- (1)Employed By (8 Nov 2002 to 3 Feb 2004)
Colne Independent Advisers Ltd (2774) (no longer approved here)
FRN 187968
- Employed By (21 Feb 2000 to 14 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.