Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • (1)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (1)Responsible for Insurance Mediation (1 Nov 2006 to 30 Sep 2018)
    • (2)CF8 Apportionment and Oversight (1 Nov 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF29 Limited scope function (limited scope SMCR firms only) at Ellman Henderson Limited

  2. controlled function removed: Responsible for Insurance Distribution at Ellman Henderson Limited

  3. controlled function added: (1)Responsible for Insurance Mediation at Ellman Henderson Limited

  4. controlled function added: (2)CF8 Apportionment and Oversight at Ellman Henderson Limited

  5. controlled function added: (1)Responsible for Insurance Distribution at Ellman Henderson Limited

  6. controlled function added: (2)SMF29 Limited scope function (limited scope SMCR firms only) at Ellman Henderson Limited