Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (18 Dec 2012 to 8 Mar 2017)
- CF30 Customer (1 Nov 2007 to 8 Mar 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF29 Significant management (18 Dec 2012 to 8 Mar 2017)
- CF3 Chief Executive (18 Dec 2012 to 21 Apr 2015)
- CF30 Customer (1 Nov 2007 to 8 Mar 2017)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 20 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.