Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (29 Jan 2010 to 4 Jan 2011)
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- CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
- CF30 Customer (1 Nov 2007 to 4 Jan 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (20 Aug 2003 to 9 Aug 2004)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.