Clive Brook

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clive Brook Limited
FRN 478532
- Employed By (since 6 Feb 2008)
AUTOMOTIVE COMPLIANCE LIMITED (no longer approved here)
FRN 497010
- SMF3 (AR) Executive Director function (9 Dec 2019 to 7 Mar 2023)
- CF1 Director (AR) (4 Sep 2018 to 8 Dec 2019)
QRG BROKERS LIMITED (no longer approved here)
FRN 309576
- CF1 Director (AR) (23 Mar 2012 to 6 Aug 2012)
Itc Compliance Limited (no longer approved here)
FRN 313486
- CF1 Director (AR) (6 Feb 2008 to 30 Sep 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.