Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 20 Apr 2021)
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- CF3 Chief Executive (21 Apr 2016 to 31 Aug 2018)
- CF1 Director (5 Jul 2013 to 21 Apr 2016)
- CF8 Apportionment and Oversight (17 Mar 2009 to 31 Mar 2009)
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- CF29 Significant management (18 Mar 2016 to 31 Aug 2018)
- CF1 Director (24 Sep 2010 to 31 Aug 2015)
- CF8 Apportionment and Oversight (17 Mar 2009 to 20 Nov 2009)
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- CF1 Director (24 Sep 2010 to 31 Dec 2010)
- CF8 Apportionment and Oversight (17 Mar 2009 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.