Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
    • [FCA CF] Manager of certification employee (since 1 Mar 2025)
    • [FCA CF] Material risk taker (19 Jun 2024 to 16 Mar 2026)
    • [FCA CF] Significant management (19 Jun 2024 to 16 Mar 2026)
    • SMF19 Head of Overseas Branch/Head of Overseas (since 1 Aug 2024)
    • [FCA CF] Material risk taker (9 May 2024 to 1 Aug 2024)
    • SMF22 Other Local Responsibility (27 Nov 2019 to 9 May 2024)
    • SMF24 Chief Operations (14 Mar 2018 to 27 Nov 2019)
    • CF29 Significant management (30 Oct 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2003)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (6 Feb 2002 to 30 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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