Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 30 Jan 2025)
- [FCA CF] Client dealing (since 26 Nov 2024)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2024)
- CF30 Customer (5 Jan 2012 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2024)
- CF30 Customer (5 Jan 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.