Clifton Vincent Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clifford Davis Financial Planning Ltd

    FRN 792018

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 8 Jan 2018)
    • CF11 Money Laundering Reporting (8 Jan 2018 to 8 Dec 2019)
    • CF1 Director (8 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (8 Jan 2018 to 8 Dec 2019)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (3 Apr 2017 to 20 Dec 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Feb 2014 to 4 Feb 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (21 Nov 2008 to 26 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.