Clifford Swift

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Nov 2017 to 8 Dec 2019)
  • In Partnership Financial Advisers Limited (no longer approved here)

    FRN 744728

    • (19)Employed By (11 May 2016 to 13 Dec 2017)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (17 Sep 2015 to 13 Dec 2017)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • 4U2B Limited (no longer approved here)

    FRN 430054

    • (2)Employed By (8 Aug 2011 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (8 Feb 2006 to 8 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Oct 2005 to 8 Feb 2006)
  • Swift Wealth Management (no longer approved here)

    FRN 441085

    • Employed By (28 Oct 2005 to 8 Oct 2007)
  • Town & Country Partnership Limited (no longer approved here)

    FRN 196638

    • (4)Employed By (19 Feb 2002 to 17 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4U2B Limited

  2. controlled function added: (2)Employed By at 4U2B Limited