Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 29 May 2008)
- CF15 Internal Audit (6 Nov 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (24 Mar 2005 to 24 Nov 2008)
- CF14 Risk Assessment (13 Jun 2003 to 31 Oct 2007)
- CF1 Director (1 Jan 2003 to 21 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.