Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 4 Mar 2010)
    • CF1 Director (11 Feb 2005 to 14 Feb 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Jan 2004 to 12 Sep 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.