Clifford Michael Pattenden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tudor Capital Europe LLP (no longer approved here)

    FRN 492155

    • CF30 Customer (7 Mar 2011 to 30 Sep 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (1 Nov 2007 to 4 Feb 2009)
    • CF28 Systems and controls (1 Nov 2007 to 4 Feb 2009)
    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
    • CF14 Risk Assessment (30 Jun 2006 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Jan 2004 to 31 Oct 2007)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF14 Risk Assessment (30 Jun 2006 to 17 Sep 2007)
    • CF19 Significant Mgt (Financial Resources) (2 Jan 2004 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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