Clifford Julian Gribble

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skybound Financial Planning Limited

    FRN 738070

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2026)
    • CF10 Compliance Oversight (11 Oct 2016 to 8 Dec 2019)
    • CF1 Director (11 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Oct 2016 to 30 Sep 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (AR) (7 Mar 2014 to 30 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2016)
    • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
  • The Legal Brokerage Limited (no longer approved here)

    FRN 179697

    • (13)Employed By (14 Mar 2006 to 18 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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