Clifford Edmund Pocock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Dec 2020)
- CF30 Customer (9 Apr 2019 to 8 Dec 2019)
Ward Williams Financial Services Ltd (no longer approved here)
FRN 229362
- Employed By (11 Nov 2003 to 31 Mar 2007)
ValidPath Limited (no longer approved here)
FRN 197107
- CF1 Director (AR) (1 Nov 2003 to 31 Mar 2007)
- CF21 Investment Adviser (1 Nov 2003 to 31 Mar 2007)
C S Financial Planners Ltd (no longer approved here)
FRN 228573
- Employed By (26 Sep 2003 to 21 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.