Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Celtic Financial Planning Ltd (no longer approved here)

    FRN 809204

    • [FCA CF] Functions requiring qualifications (12 May 2021 to 31 Jul 2023)
    • [FCA CF] Client dealing (12 May 2021 to 31 Jul 2023)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (10 Dec 2019 to 12 May 2021)
    • Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 12 May 2021)
    • CF1 Director (AR) (30 May 2019 to 12 May 2021)
    • CF30 Customer (8 Apr 2014 to 12 May 2021)
  • Conscious Money Limited (no longer approved here)

    FRN 842480

    • Employed By (30 May 2019 to 12 May 2021)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (28 Jun 2013 to 15 Apr 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 Jun 2013)
    • CF22 Investment Adviser (Trainee) (20 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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