Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (12 May 2021 to 31 Jul 2023)
- [FCA CF] Client dealing (12 May 2021 to 31 Jul 2023)
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- [FCA CF] Client dealing (10 Dec 2019 to 12 May 2021)
- Appointed representative dealing with clients for which they require qualification (10 Dec 2019 to 12 May 2021)
- CF1 Director (AR) (30 May 2019 to 12 May 2021)
- CF30 Customer (8 Apr 2014 to 12 May 2021)
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- Employed By (30 May 2019 to 12 May 2021)
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- CF30 Customer (28 Jun 2013 to 15 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 14 Jun 2013)
- CF22 Investment Adviser (Trainee) (20 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.