Clement Hutton-Mills

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 5 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 23 Dec 2021)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • [FCA CF] Client dealing (31 Dec 2020 to 18 Oct 2021)
    • [FCA CF] Functions requiring qualifications (31 Dec 2020 to 18 Oct 2021)
    • [FCA CF] Manager of certification employee (31 Dec 2020 to 18 Oct 2021)
    • CF30 Customer (13 Nov 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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