Clement Etienne Blaise Lavallard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Charcot Capital (UK) LLP (no longer approved here)

    FRN 512620

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2026)
    • CF29 Significant management (3 Dec 2012 to 8 Dec 2019)
    • CF3 Chief Executive (19 Mar 2010 to 6 Nov 2012)
    • CF30 Customer (19 Mar 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Mar 2010 to 8 Dec 2019)
    • CF4 Partner (19 Mar 2010 to 8 Dec 2019)
  • Trinity Group Limited (no longer approved here)

    FRN 190910

    • CF30 Customer (11 Sep 2008 to 17 Mar 2010)
  • Charcot Capital (UK) LLP (no longer approved here)

    FRN 488685

    • Employed By (11 Sep 2008 to 17 Mar 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 15 Aug 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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