Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UCAP Asset Management (UK) Ltd
FRN 915248
- [FCA CF] Client dealing (since 10 Mar 2021)
- SMF3 Executive Director (since 3 Aug 2020)
- [FCA CF] Material risk taker (23 Aug 2021 to 15 Mar 2022)
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- CF21 Investment Adviser (27 Jan 2006 to 11 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.