Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Mar 2021)
    • SMF3 Executive Director (since 3 Aug 2020)
    • [FCA CF] Material risk taker (23 Aug 2021 to 15 Mar 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (27 Jan 2006 to 11 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.