Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Significant management (since 25 Mar 2024)
- [FCA CF] Client dealing (since 7 Mar 2020)
- [FCA CF] Manager of certification employee (since 7 Mar 2020)
- [FCA CF] Material risk taker (since 7 Mar 2020)
- CF30 Customer (17 May 2017 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 23 Jan 2017)
- CF29 Significant management (2 Aug 2013 to 6 Mar 2016)
- CF30 Customer (5 Nov 2007 to 6 Mar 2016)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 23 Jan 2017)
- CF29 Significant management (2 Aug 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (5 Jul 2004 to 7 Mar 2007)
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- CF21 Investment Adviser (19 Jun 2002 to 15 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.