Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 25 Mar 2024)
    • [FCA CF] Client dealing (since 7 Mar 2020)
    • [FCA CF] Manager of certification employee (since 7 Mar 2020)
    • [FCA CF] Material risk taker (since 7 Mar 2020)
    • CF30 Customer (17 May 2017 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 23 Jan 2017)
    • CF29 Significant management (2 Aug 2013 to 6 Mar 2016)
    • CF30 Customer (5 Nov 2007 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 23 Jan 2017)
    • CF29 Significant management (2 Aug 2013 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 Jul 2004 to 7 Mar 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (19 Jun 2002 to 15 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.