Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 21 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF3 Chief Executive (19 Dec 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (19 Dec 2003 to 31 Oct 2007)
    • CF27 Investment Management (4 Dec 2003 to 31 Oct 2007)
    • CF1 Director (4 Dec 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Dec 2003 to 14 Mar 2018)
    • CF11 Money Laundering Reporting (4 Dec 2003 to 14 Mar 2018)
  • Danske Bank A/S (no longer approved here)

    FRN 124655

    • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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