Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 12 Aug 2022)
- [FCA CF] Client dealing (since 7 Jul 2020)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 12 Aug 2022)
- [FCA CF] Client dealing (since 7 Jul 2020)
-
- [FCA CF] Client dealing (30 Oct 2018 to 30 Jun 2020)
-
- [FCA CF] Client dealing (30 Oct 2018 to 30 Jun 2020)
-
- [FCA CF] Client dealing (7 Mar 2016 to 23 May 2018)
- CF30 Customer (6 Sep 2013 to 6 Mar 2016)
-
- CF30 Customer (19 May 2008 to 15 Mar 2013)
-
- CF30 Customer (1 Nov 2007 to 25 Apr 2008)
- CF26 Customer Trading (8 Nov 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.