Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Manager of certification employee (since 3 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
- [PRA CF] Significant risk taker or Material risk taker (26 Mar 2024 to 24 Dec 2024)
-
- [PRA CF] Significant risk taker or Material risk taker (26 Mar 2024 to 24 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.