Clark Jordan Nicholls

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • CF1 Director (AR) (since 10 Apr 2026)
    • CF30 Customer (since 10 Apr 2026)
    • [FCA CF] Significant management (since 6 Feb 2026)
    • [FCA CF] Client dealing (since 6 Feb 2026)
  • AUCIT INVESTMENT MANAGEMENT LTD

    FRN 1051983

    • Employed By (since 10 Apr 2026)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • [FCA CF] Client dealing (1 Oct 2025 to 22 Oct 2025)
  • Finex LLP (no longer approved here)

    FRN 507537

    • [FCA CF] Client dealing (16 Dec 2024 to 26 Aug 2025)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2021)
    • CF30 Customer (17 Jul 2015 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (17 Dec 2009 to 15 Feb 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Jul 2008 to 31 Oct 2009)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 6 Apr 2008)
    • CF21 Investment Adviser (6 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.