Clark David Morrison

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited

    FRN 139200

    • [FCA CF] Client dealing (since 15 Dec 2020)
    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Client dealing (since 15 Dec 2020)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (9 Nov 2016 to 24 Apr 2017)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (25 Jul 2013 to 12 May 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 30 Mar 2011)
    • CF21 Investment Adviser (24 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Mar 2005 to 23 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.