Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Material risk taker (since 7 Mar 2024)
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- SMF1 Chief Executive (since 5 Sep 2018)
- CF1 Director (19 Mar 2009 to 4 Feb 2016)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Material risk taker (since 7 Mar 2024)
- SMF7 Group Entity Senior Manager (since 5 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.