Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2022)
    • CF1 Director (AR) (16 Sep 2002 to 28 Feb 2022)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Clare R Giles Ltd (no longer approved here)

    FRN 218566

    • Employed By (16 Sep 2002 to 28 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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