Clare Louise Nisbet

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robeco Institutional Asset Management UK Limited

    FRN 1007814

    • SMF3 Executive Director (since 26 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Sep 2024)
    • SMF16 Compliance Oversight (since 6 Sep 2024)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • [FCA CF] Material risk taker (1 Jul 2022 to 27 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2023)
    • CF11 Money Laundering Reporting (5 Jun 2018 to 8 Dec 2019)
  • Premier Portfolio Managers Limited (no longer approved here)

    FRN 122067

    • CF10 Compliance Oversight (18 Sep 2015 to 29 Sep 2017)
    • CF11 Money Laundering Reporting (30 Jun 2014 to 29 Sep 2017)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF11 Money Laundering Reporting (30 Jun 2014 to 29 Sep 2017)
    • CF26 Customer Trading (24 Jun 2005 to 24 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.