Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Dec 2022)
- [FCA CF] Client dealing (since 6 Dec 2022)
- CF30 Customer (28 Dec 2022 to 24 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (6 Dec 2022 to 24 Dec 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.