Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- [FCA CF] Significant management (since 2 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2020)
-
ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Significant management (since 2 Jan 2024)
- [FCA CF] Significant management (1 Jan 2019 to 14 Dec 2020)
-
St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 2 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2020)
-
- [FCA CF] Significant management (since 2 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2020)
-
- [FCA CF] Significant management (since 2 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2020)
-
- CF11 Money Laundering Reporting (8 Aug 2017 to 22 Mar 2018)
- CF1 Director (8 Aug 2017 to 7 Jan 2019)
- CF10 Compliance Oversight (8 Aug 2017 to 7 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.