Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
- [FCA CF] Manager of certification employee (since 1 Feb 2024)
-
- [FCA CF] Manager of certification employee (9 Jun 2022 to 21 Jul 2022)
- [FCA CF] Functions requiring qualifications (1 Aug 2016 to 21 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.