Clare Brook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carbon Communications International Limited (no longer approved here)

    FRN 472599

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF10 Compliance Oversight (16 Oct 2007 to 31 Jul 2008)
    • CF11 Money Laundering Reporting (16 Oct 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF21 Investment Adviser (29 Jun 2005 to 23 Feb 2007)
    • CF27 Investment Management (1 Dec 2001 to 28 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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