Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Significant management (since 2 Dec 2024)
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- [FCA CF] Manager of certification employee (17 Jun 2024 to 26 Jul 2024)
- [FCA CF] Client dealing (28 Feb 2020 to 5 Jun 2024)
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- [FCA CF] Manager of certification employee (6 Dec 2019 to 9 Dec 2019)
- [FCA CF] Client dealing (30 Oct 2019 to 9 Dec 2019)
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- CF30 Customer (11 Apr 2013 to 30 Apr 2013)
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- CF30 Customer (21 Mar 2013 to 30 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.