Claire Margaret Butter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 29 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (since 8 Sep 2023)
Milecross Financial (Scotland) Ltd
FRN 845731
- (13)Employed By (since 29 Sep 2023)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (6 Oct 2022 to 11 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Sep 2023)
Buchan Wealth Management Ltd (no longer approved here)
FRN 439582
- Employed By (6 Oct 2022 to 11 Sep 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.