Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
- CF30 Customer (15 Nov 2018 to 8 Dec 2019)
-
- CF29 Significant management (29 Oct 2010 to 19 Aug 2013)
- CF30 Customer (12 Nov 2009 to 19 Aug 2013)
-
- CF30 Customer (1 Nov 2007 to 27 Nov 2008)
- CF22 Investment Adviser (Trainee) (7 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.