Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Belmore Financial Planning Ltd
FRN 941420
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Mar 2026)
- SMF3 Executive Director (since 14 Mar 2024)
- [FCA CF] Client dealing (since 1 Nov 2021)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
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- CF30 Customer (1 Apr 2009 to 26 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.