Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHL Finance Ltd
FRN 968077
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 18 Nov 2022)
- SMF16 Compliance Oversight (since 18 Nov 2022)
- SMF3 Executive Director (since 18 Nov 2022)
- [FCA CF] Functions requiring qualifications (since 18 Nov 2022)
- Responsibility for MCD Intermediation (since 18 Nov 2022)
- Responsible for Insurance Distribution (since 18 Nov 2022)
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- [FCA CF] Functions requiring qualifications (10 Apr 2020 to 7 Dec 2022)
- CF1 Director (AR) (10 Apr 2020 to 15 Nov 2022)
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- Employed By (10 Apr 2020 to 15 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
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