Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 19 Feb 2021)
    • CF30 Customer (since 19 Feb 2021)
    • [FCA CF] Client dealing (28 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Functions requiring qualifications (28 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (8 Sep 2016 to 8 Dec 2019)
    • (1)Employed By (since 19 Feb 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Jun 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Feb 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.