Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 7 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (18 Sep 2008 to 1 Oct 2009)
    • CF7 Sole Trader (AR) (1 Dec 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (16 Jul 2003 to 31 Oct 2007)
    • (2)Employed By (since 7 Mar 2025)
    • (3)Employed By (1 Dec 2004 to 1 Oct 2009)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (4 Mar 2015 to 2 Jun 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (23 Aug 2002 to 12 Aug 2004)
  • Lighthouse (South East) Limited (no longer approved here)

    FRN 217419

    • (19)Employed By (23 Aug 2002 to 12 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Talk Money Limited

  2. controlled function added: (3)Employed By at Talk Money Limited

  3. controlled function added: (2)Employed By at Talk Money Limited