Claire Dunn

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nicholls Stevens (Financial Services) Limited
FRN 664926
- Director of firm who is not a certification employee or a SMF manager (since 20 Oct 2025)
- [FCA CF] Client dealing (1 Nov 2022 to 9 Jun 2023)
- [FCA CF] Functions requiring qualifications (1 Nov 2022 to 9 Jun 2023)
The Sustainable Pension Company Ltd (no longer approved here)
FRN 505258
- Employed By (25 Jan 2022 to 25 Mar 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.