Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 21 Jan 2026)
- [FCA CF] Client dealing (since 21 Jan 2026)
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PERSPECTIVE (SOUTH EAST) LIMITED
FRN 178690
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Mar 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 Aug 2020 to 22 Sep 2025)
- Appointed representative dealing with clients for which they require qualification (19 Aug 2020 to 22 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.