Claire Blake

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blake and Day Financial Planning Limited

    FRN 843625

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsibility for MCD Intermediation (since 17 Jun 2020)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
    • SMF16 Compliance Oversight (since 27 Jan 2020)
    • SMF3 Executive Director (since 27 Jan 2020)
    • [FCA CF] Client dealing (since 27 Jan 2020)
  • HOSKIN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 613005

    • CF30 Customer (1 Apr 2014 to 9 Jan 2018)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (13 Sep 2013 to 21 Mar 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (23 Jun 2008 to 30 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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