Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Skipton Building Society
FRN 153706
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
- [FCA CF] Client dealing (since 17 Mar 2025)
- [FCA CF] Functions requiring qualifications (11 Aug 2021 to 8 Feb 2024)
- [FCA CF] Client dealing (11 Aug 2021 to 8 Feb 2024)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 11 Sep 2020)
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- [FCA CF] Functions requiring qualifications (11 Jul 2016 to 1 Jul 2018)
- CF30 Customer (3 Mar 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.