Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (15 Aug 2012 to 25 Oct 2013)
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- CF10 Compliance Oversight (15 Aug 2012 to 25 Oct 2013)
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- CF11 Money Laundering Reporting (1 Aug 2011 to 2 Feb 2012)
- CF10 Compliance Oversight (30 Nov 2010 to 2 Feb 2012)
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- CF11 Money Laundering Reporting (1 Jan 2009 to 15 Oct 2010)
- CF10 Compliance Oversight (1 Jan 2009 to 15 Oct 2010)
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- CF10 Compliance Oversight (12 Jul 2005 to 15 Jul 2008)
- CF11 Money Laundering Reporting (12 Jul 2005 to 15 Jul 2008)
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- CF11 Money Laundering Reporting (19 Feb 2003 to 31 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.