Cindy Jane Dawes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (3 Mar 2010 to 27 Nov 2012)
  • Evolution Markets Limited (no longer approved here)

    FRN 224510

    • CF30 Customer (1 Nov 2007 to 19 Nov 2009)
    • CF11 Money Laundering Reporting (24 Jan 2007 to 19 Nov 2009)
    • CF10 Compliance Oversight (24 Jan 2007 to 19 Nov 2009)
    • CF21 Investment Adviser (13 Jun 2006 to 31 Oct 2007)
    • CF26 Customer Trading (13 Jun 2006 to 31 Oct 2007)
    • CF1 Director (13 Jun 2006 to 19 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.