Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (7 Oct 2019 to 30 Apr 2021)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Sep 2019)
    • CF30 Customer (22 Apr 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Sep 2019)
    • CF30 Customer (22 Apr 2014 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (4 Nov 2010 to 30 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.