Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 12 Sep 2025)
    • [FCA CF] Significant management (since 12 Sep 2025)
    • [FCA CF] Manager of certification employee (6 Oct 2017 to 12 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Mar 2019)
    • CF30 Customer (30 Sep 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • [FCA CF] Significant management (19 Nov 2024 to 23 Apr 2025)
    • [FCA CF] Client dealing (29 Jul 2021 to 23 Apr 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (11 Oct 2017 to 12 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Mar 2019)
    • CF30 Customer (30 Sep 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (6 Oct 2017 to 12 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Mar 2019)
    • CF30 Customer (30 Sep 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.