Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Jan 2024)
    • CF1 Director (AR) (since 1 Jan 2024)
    • CF30 Customer (since 1 Jan 2024)
    • (5)Employed By (since 1 Jan 2024)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (22 Dec 2021 to 9 Feb 2024)
    • CF30 Customer (20 Dec 2021 to 5 Feb 2024)
  • One Financial Solutions Ltd (no longer approved here)

    FRN 607130

    • (8)Employed By (20 Dec 2021 to 5 Feb 2024)
  • Liontrust Fund Partners LLP (no longer approved here)

    FRN 518165

    • [FCA CF] Client dealing (10 Mar 2021 to 31 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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