Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Jan 2024)
- CF1 Director (AR) (since 1 Jan 2024)
- CF30 Customer (since 1 Jan 2024)
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Fornells Wealth Management Ltd
FRN 1006869
- (5)Employed By (since 1 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (22 Dec 2021 to 9 Feb 2024)
- CF30 Customer (20 Dec 2021 to 5 Feb 2024)
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- (8)Employed By (20 Dec 2021 to 5 Feb 2024)
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- [FCA CF] Client dealing (10 Mar 2021 to 31 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.